UNIGESTION (UK) LTD.

• Principal Place of Business

  c/o Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  City Of London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

  Web

  https://www.unigestion.com

• Complaints Contact

  Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick Fenal

  IRN PXF01094

  • CF1 Director (2 Mar 2010 to 31 May 2011)
  • CF2 Non Executive Director (1 Dec 2001 to 17 Jan 2002)
• Paul Nicholas Osborne

  IRN PNO01003

  • CF30 Customer (29 Sep 2017 to 25 Jan 2019)
• Paul Stephen Russell Newsome

  IRN PSN01015

  • CF27 Investment Management (31 Jul 2002 to 16 Oct 2005)
  • CF21 Investment Adviser (31 Jul 2002 to 16 Oct 2005)
• Paul Wilson

  IRN PXW01516

  • SMF3 Executive Director (26 Jan 2021 to 26 Apr 2023)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jun 2025)
  • CF2 Non Executive Director (5 Feb 2018 to 8 Dec 2019)
• Peter Fridolin Michel

  IRN PFM01024

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
• Pieter-Jan Magda Johannes Frederix

  IRN PMF01075

  • CF1 Director (AR) (since 13 May 2025)
  • CF3 Chief Executive (AR) (since 13 May 2025)
  • CF30 Customer (since 13 May 2025)
  • [FCA CF] Manager of certification employee (16 Jan 2023 to 31 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2025)
  • CF30 Customer (29 Jan 2016 to 8 Dec 2019)
• Rachel Catherine Greenway

  IRN RCG01064

  • CF30 Customer (5 Sep 2013 to 30 Nov 2016)
• Regis Martin

  IRN RXM01279

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2020)
  • CF3 Chief Executive (3 Sep 2018 to 8 Dec 2019)
  • CF1 Director (7 Jan 2010 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 29 Sep 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Jan 2003)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• René Seitz

  IRN RXS02488

  • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
• Reto Juerg Germann

  IRN RJG01119

  • CF30 Customer (14 Mar 2012 to 17 Jun 2013)

• Unigestion PE UK Ltd.

  FRN 1031807 · Appointed 13 May 2025

No changes recorded yet.