Date authorised
1 April 2013
Companies House
06302201
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 16
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074690100
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074690100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Nicholas Abraham

    IRN JXA00700

    • Responsible for Insurance Distribution (since 23 Jan 2025)
    • SMF1 Chief Executive (since 23 Jan 2025)
  • Jane Joslin

    IRN JXJ01200

    • CF29 Significant management (2 Jan 2008 to 30 Apr 2018)
  • Jonathan Mark Bryant

    IRN JXB00902

    • [FCA CF] Significant management (since 29 Oct 2021)
  • Julian Roy Cashen

    IRN JRC01214

    • CF1 Director (1 Apr 2016 to 21 Feb 2018)
  • Kay Louise Smith

    IRN KLS01063

    • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2024)
    • CF1 Director (22 Feb 2019 to 8 Dec 2019)
  • Kevin Raymond Hawkins

    IRN KXH00142

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Kiernan Murphy

    IRN KXM00203

    • CF1 Director (AR) (since 19 May 2024)
    • SMF3 Executive Director (since 3 Mar 2022)
  • Matthew Francis Crane

    IRN MFC01053

    • SMF1 Chief Executive (26 May 2020 to 16 Sep 2021)
    • Responsible for Insurance Distribution (26 May 2020 to 16 Sep 2021)
  • Michael Benjamin Grist

    IRN MBG01028

    • CF28 Systems and controls (2 Jan 2008 to 29 Jan 2010)
  • Nathan Thomas Mathis

    IRN NXM34613

    • SMF9 Chair of the Governing Body (7 Mar 2022 to 22 Jan 2025)
    • Responsible for Insurance Distribution (7 Mar 2022 to 22 Jan 2025)
    • SMF1 Chief Executive (7 Mar 2022 to 22 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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