UNICORN UNDERWRITING LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Neil Richard Chapman
IRN NRC01033
- [FCA CF] Significant management (since 1 Sep 2020)
Robert Stephen Wilkinson
IRN RSW00032
- CF1 Director (1 Jun 2016 to 16 Sep 2019)
Sasa Brcerevic
IRN SXB03523
- CF3 Chief Executive (4 Jan 2017 to 25 Jun 2018)
- Responsible for Insurance Mediation (4 Jan 2017 to 25 Jun 2018)
Simon Jackson
IRN SXJ80170
- [FCA CF] Manager of certification employee (since 3 Jun 2024)
- [FCA CF] Significant management (since 3 Jun 2024)
Stewart Guy Morrison
IRN SGM01095
- CF1 Director (2 Jan 2008 to 9 Nov 2009)
Thomas William Brien
IRN TWB01039
- CF1 Director (2 Jan 2008 to 4 Jan 2010)
Tyler Bair
IRN TXB00143
- SMF3 Executive Director (7 Jun 2021 to 26 May 2023)
Victor Herbert Thompson
IRN VHT01004
- CF28 Systems and controls (2 Jan 2008 to 1 May 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.