UIA (Insurance) Limited
- FRN
- 110863
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
UIA Insurance Limited167-169 Great Portland Street5th FloorLondonW1W 5PFUNITED KINGDOM- Phone
- +441438518855
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Complaints Contact
UIA Insurance Limited167-169 Great Portland Street5th FloorLondonW1W 5PFUNITED KINGDOM- Phone
- +441438518855
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Legal expenses, Miscellaneous financial loss, Sickness, Suretyship
Show 1 limitation Hide limitations
- · Class 13 business to be written as part of a household contract only and is not to be carried on as stand alone business.
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian James Templeton
IRN IJT01016
- Responsible for Insurance Mediation (14 Jan 2005 to 29 Jun 2012)
- CF3 Chief Executive (19 Jun 2002 to 29 Jun 2012)
- CF8 Apportionment and Oversight (19 Jun 2002 to 29 Jun 2012)
- CF17 Significant Mgt (Other Business Operations) (19 Jun 2002 to 1 Sep 2003)
- CF1 Director (1 Dec 2001 to 29 Jun 2012)
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Ian Robert William Cracknell
IRN IRC01033
- CF1 Director (1 Dec 2001 to 18 Dec 2015)
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James Dawson
IRN JXD00425
- [FCA CF] Significant management (1 May 2021 to 27 Sep 2022)
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Jennifer Beggs
IRN JXB02281
- CF10 Compliance Oversight (15 Aug 2006 to 12 Mar 2010)
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John William Nickson
IRN JWN01010
- SMF2 Chief Finance (10 Dec 2018 to 14 Oct 2022)
- SIMF2 Chief Finance Function (17 Apr 2018 to 9 Dec 2018)
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Jon Goodchild
IRN JXG84447
- SMF16 Compliance Oversight (26 Jul 2024 to 9 Dec 2024)
- SMF3 Executive Director (26 Jul 2024 to 9 Dec 2024)
- SMF1 Chief Executive (22 Jul 2022 to 9 Dec 2024)
- Responsible for Insurance Distribution (18 Jul 2022 to 9 Dec 2024)
- [FCA CF] Significant management (10 Jun 2020 to 9 Dec 2024)
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Kathryn Ann Morgan
IRN KAM01126
- SMF9 Chair of the Governing Body (since 22 Feb 2023)
- SMF11 Chair of the Audit Committee (22 Feb 2023 to 23 Feb 2023)
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Keith Robert Sonnet
IRN KRS01052
- CF2 Non Executive Director (1 Apr 2004 to 25 Jul 2007)
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Kevin Obrien
IRN KXO01070
- CF2 Non Executive Director (1 Dec 2001 to 30 Jul 2003)
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Leslie Allen Bayliss
IRN LAB01116
- CF2 Non Executive Director (25 Jul 2008 to 31 Jan 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Homeowners Friendly Society (no longer appointed)
FRN 401800 · Appointed 14 Jan 2005 · Until 18 Sep 2006
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The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 14 Jan 2005 · Until 20 Jan 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.