Ucapital Asset Management LLP

Date authorised
1 April 2013
Companies House
OC333807
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4402076538888
    Web
    https://ucapital-am.com

  • Complaints Contact

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442076538888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Peter Sellar

    IRN RPS01131

    • CF30 Customer (11 Mar 2016 to 2 Jun 2017)
  • Roberto Malinverni

    IRN RXM03062

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2024)
    • CF30 Customer (21 Apr 2018 to 8 Dec 2019)
  • Rosario Carlo Rizzo

    IRN RCR01051

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2025)
    • CF4 Partner (10 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (25 Dec 2015 to 8 Dec 2019)
  • Stefano Bettinelli

    IRN SXB02780

    • CF30 Customer (28 Nov 2013 to 16 Jun 2014)
  • Stefano Lorato

    IRN SXL01844

    • CF4 Partner (1 Jan 2013 to 4 Dec 2015)
  • Stefano Saitta

    IRN SXS03395

    • CF30 Customer (17 Oct 2017 to 19 Feb 2018)
  • Stephen John Fordham

    IRN SJF01225

    • CF3 Chief Executive (AR) (18 Nov 2020 to 6 Jul 2022)
    • CF1 Director (AR) (18 Nov 2020 to 6 Jul 2022)
  • Steven Mark Heywood

    IRN SMH01099

    • CF30 Customer (22 Apr 2010 to 19 Aug 2011)
  • Suet Ching Chu

    IRN SCC01143

    • CF30 Customer (18 Mar 2016 to 10 Mar 2017)
    • CF4 Partner (AR) (7 Mar 2016 to 10 Mar 2017)
  • Tillmann Andreas Sachs

    IRN TAS01077

    • CF4 Partner (AR) (6 Aug 2012 to 10 Mar 2017)
    • CF30 Customer (19 Apr 2012 to 18 Apr 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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