Ucapital Asset Management LLP

Date authorised
1 April 2013
Companies House
OC333807
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4402076538888
    Web
    https://ucapital-am.com

  • Complaints Contact

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442076538888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kimso Dallazorza

    IRN KXD01368

    • CF30 Customer (27 Jun 2013 to 8 Dec 2019)
  • Kirsty Elizabeth Acton

    IRN KEA01016

    • CF30 Customer (24 Aug 2020 to 30 Apr 2022)
    • CF1 Director (AR) (24 Aug 2020 to 30 Apr 2022)
  • Lane Robert Clark

    IRN LRC01017

    • [FCA CF] Client dealing (since 22 Nov 2023)
  • Linda Garbarino

    IRN LXG01253

    • CF30 Customer (27 May 2016 to 8 Mar 2017)
    • CF4 Partner (12 Feb 2008 to 27 May 2016)
  • Luigi Rizzi

    IRN LXR01335

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2024 to 31 Jan 2025)
    • SMF16 Compliance Oversight (24 May 2024 to 31 Jan 2025)
  • MARIA CARLA REDAELLI

    IRN MCR01128

    • CF30 Customer (28 Nov 2014 to 24 Nov 2015)
  • Marc Miranda Millot

    IRN MXM00402

    • [FCA CF] Client dealing (since 1 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2023)
  • Marcello Maria Medda

    IRN MMM01139

    • CF30 Customer (20 Jan 2014 to 9 Jul 2014)
  • Marco Martini

    IRN MXM04044

    • CF30 Customer (7 Jul 2016 to 2 Aug 2021)
  • Maria Mickiewicz-Niegowska

    IRN MXM04260

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
    • CF10 Compliance Oversight (15 Sep 2017 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.