Ucapital Asset Management LLP

• Principal Place of Business

  Beaumont Business Centre

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +4402076538888

  Web

  https://ucapital-am.com

• Complaints Contact

  Beaumont Business Centre

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442076538888

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Massimiliano Pero

  IRN MXP01288

  • CF30 Customer (28 Nov 2014 to 11 Nov 2015)
• Massimo Mereghetti

  IRN MXM01262

  • [FCA CF] Client dealing (5 Dec 2023 to 31 Dec 2024)
• Massimo Santeddu

  IRN MXS00456

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2025)
• Massimo Todaro

  IRN MXT01149

  • CF30 Customer (27 Oct 2011 to 9 Jan 2012)
• Matteo Filippo Donadi

  IRN MFD01044

  • CF30 Customer (17 Oct 2017 to 19 Feb 2018)
• Matteo Grinta

  IRN MXG02447

  • CF30 Customer (15 Oct 2015 to 10 Sep 2018)
• Matteo Moretti

  IRN MXM03426

  • CF30 Customer (10 Dec 2014 to 25 Nov 2015)
• Matteo Ricchebuono

  IRN MXR01608

  • CF30 Customer (9 Jun 2014 to 10 May 2016)
• Mauro Grandinetti

  IRN MXG01627

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 1 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
  • CF30 Customer (24 Oct 2018 to 8 Dec 2019)
• Maxim Streltses

  IRN MXS02525

  • CF30 Customer (28 Nov 2014 to 30 Mar 2016)

• VIRTUALBRICKS LIMITED (no longer appointed)

  FRN 824522 · Appointed 31 Oct 2018 · Until 11 Apr 2019

• Chelton Capital Limited (no longer appointed)

  FRN 820628 · Appointed 12 Sep 2018 · Until 26 Mar 2019

• P2PCM LLP (no longer appointed)

  FRN 812354 · Appointed 26 Jun 2018 · Until 29 Dec 2020

• OASIS CAPITAL GROUP PLC (no longer appointed)

  FRN 803870 · Appointed 12 Mar 2018 · Until 6 Jul 2020

• BIS PRIME PARTNER LTD (no longer appointed)

  FRN 795069 · Appointed 27 Nov 2017 · Until 20 Sep 2018

• SUNSET ENTERPRISE LTD (no longer appointed)

  FRN 792378 · Appointed 25 Oct 2017 · Until 10 Apr 2019

• HARTSWELL CAPITAL LTD (no longer appointed)

  FRN 790420 · Appointed 4 Oct 2017 · Until 17 Mar 2018

• PASSIVE INCOME WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 787699 · Appointed 29 Aug 2017 · Until 16 Apr 2018

• Pairstech SGS LTD (no longer appointed)

  FRN 787339 · Appointed 23 Aug 2017 · Until 10 Jun 2022

• CQUBE EVOLUTION LTD (no longer appointed)

  FRN 776287 · Appointed 10 Apr 2017 · Until 18 Sep 2020

No changes recorded yet.