Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Danusza Maria Caminow

    IRN DMC01221

    • SMF9 Chair of the Governing Body (4 Aug 2020 to 1 Jul 2025)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 26 Oct 2020)
    • SIMF12 Chair of the Remuneration Committee (10 May 2018 to 9 Dec 2018)
  • Darrell Paul Evans

    IRN DPE01021

    • CF1 Director (10 Mar 2010 to 16 Feb 2012)
    • Responsible for Insurance Mediation (11 Dec 2009 to 26 May 2014)
    • CF29 Significant management (8 Oct 2009 to 30 Sep 2014)
  • Darren Sheppard

    IRN DXS00850

    • CF1 Director (AR) (since 26 Mar 2024)
    • [FCA CF] Significant management (24 May 2023 to 8 Dec 2025)
  • David John Frost

    IRN DXF27457

    • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2020)
  • David Layhe

    IRN DJL01266

    • SMF16 Compliance Oversight (since 14 Jun 2023)
  • David Mark Butcher

    IRN DXB01138

    • [FCA CF] Significant management (21 May 2025 to 27 Oct 2025)
  • David Michael Baker

    IRN DMB01198

    • SMF16 Compliance Oversight (10 Dec 2018 to 20 Sep 2019)
    • CF10 Compliance Oversight (3 Dec 2018 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (5 Aug 2016 to 8 Nov 2016)
    • CF29 Significant management (10 Oct 2012 to 9 Dec 2018)
  • David Priest

    IRN DXP00278

    • [FCA CF] Significant management (10 Feb 2025 to 20 Oct 2025)
  • David Robert Hughes

    IRN DXH00901

    • [FCA CF] Significant management (3 Mar 2025 to 9 Sep 2025)
  • David Robert Innes

    IRN DXI00071

    • [FCA CF] Significant management (since 26 Jan 2026)
    • SMF20 Chief Actuary (25 Sep 2024 to 1 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.