David Michael Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EQUITABLE LIFE ASSURANCE SOCIETY,(THE)
FRN 110340
- SMF10 Chair of the Risk Committee (since 28 Feb 2024)
UTMOST LIFE AND PENSIONS LIMITED
FRN 775704
- SMF10 Chair of the Risk Committee (since 28 Feb 2024)
AXA Insurance UK Plc (no longer approved here)
FRN 202312
- SMF7 Group Entity Senior Manager (23 Sep 2019 to 31 Dec 2024)
AXA PPP Healthcare Limited (no longer approved here)
FRN 202947
- SMF7 Group Entity Senior Manager (23 Sep 2019 to 31 Dec 2024)
Health-on-line Company UK Limited (no longer approved here)
FRN 308776
- CF28 Systems and controls (23 Jul 2019 to 8 Dec 2019)
Churchill Insurance Company Limited (no longer approved here)
FRN 202727
- SMF16 Compliance Oversight (10 Dec 2018 to 20 Sep 2019)
- CF10 Compliance Oversight (3 Dec 2018 to 9 Dec 2018)
- CF29 Significant management (10 Oct 2012 to 9 Dec 2018)
U K Insurance Limited (no longer approved here)
FRN 202810
- SMF16 Compliance Oversight (10 Dec 2018 to 20 Sep 2019)
- CF10 Compliance Oversight (3 Dec 2018 to 9 Dec 2018)
- CF11 Money Laundering Reporting (5 Aug 2016 to 8 Nov 2016)
- CF29 Significant management (10 Oct 2012 to 9 Dec 2018)
U K Insurance Business Solutions Limited (no longer approved here)
FRN 313783
- CF11 Money Laundering Reporting (5 Aug 2016 to 8 Nov 2016)
- CF29 Significant management (10 Oct 2012 to 20 Sep 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.