Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jasvinder Kaur Gakhal

    IRN JXG27462

    • CF1 Director (AR) (13 May 2024 to 29 Jul 2024)
    • SMF18 Other Overall Responsibility (8 Feb 2022 to 29 Jul 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2021)
  • Jessie Josephine Burrows

    IRN JJB01181

    • SMF24 Chief Operations (14 Jun 2022 to 1 Nov 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2021)
  • Jimit Shah

    IRN JXS04279

    • [FCA CF] Significant management (since 11 Sep 2025)
  • John Alastair Nigel Cameron

    IRN JAC01138

    • CF2 Non Executive Director (6 Feb 2003 to 30 Nov 2004)
  • John Alistair Barclay

    IRN JAB01266

    • CF2 Non Executive Director (6 Feb 2003 to 20 Jul 2004)
  • John Brendan O'Roarke

    IRN JBO01003

    • CF1 Director (3 Oct 2003 to 30 Jun 2005)
  • John Cummings

    IRN JXC28055

    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
  • John Giles Blundell

    IRN JGB01051

    • CF1 Director (AR) (5 Aug 2011 to 1 Jun 2016)
  • John Paul Saunders

    IRN JXS76711

    • [FCA CF] Significant management (20 Apr 2020 to 1 Dec 2025)
  • John Roy Ashmore

    IRN JXA00531

    • SMF24 Chief Operations (20 Mar 2024 to 1 Oct 2024)
    • [FCA CF] Significant management (24 May 2023 to 8 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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