Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Dennis Cornish

    IRN ADC01138

    • CF20 Significant Mgt (Settlements) (21 Jun 2005 to 4 Jan 2006)
  • Andrew Elston

    IRN AXE01234

    • CF28 Systems and controls (1 Nov 2007 to 20 Mar 2008)
    • CF13 Finance (3 Apr 2007 to 31 Oct 2007)
  • Andrew Kenneth Goldby

    IRN AKG01018

    • CF29 Significant management (2 Jan 2008 to 22 Jun 2011)
  • Andrew Martin McLaughlin

    IRN AMM01276

    • CF2 Non Executive Director (9 Nov 2011 to 14 May 2012)
  • Andrew Saunders

    IRN AXS01928

    • CF18 Significant Mgt (Insurance Underwriting) (30 Oct 2003 to 31 Jul 2006)
  • Andrew Stuart Watson

    IRN AXW01302

    • CF1 Director (4 Aug 2005 to 4 Dec 2006)
    • CF3 Chief Executive (4 Aug 2005 to 4 Dec 2006)
    • CF8 Apportionment and Oversight (4 Aug 2005 to 4 Dec 2006)
  • Andrew Thomas Higginson

    IRN AXH01370

    • CF1 Director (AR) (14 Jan 2005 to 15 Oct 2010)
  • Andrew William Palmer

    IRN AWP01022

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 10 May 2018)
    • CF2 Non Executive Director (18 Feb 2011 to 6 Mar 2016)
  • Angela Frances Morrison

    IRN AFM01086

    • CF29 Significant management (28 Apr 2014 to 21 Jun 2016)
  • Angela Yotov

    IRN AXY55349

    • [PRA CF] Significant risk taker or Material risk taker (3 Feb 2025 to 1 Jul 2025)
    • [FCA CF] Material risk taker (3 Feb 2025 to 1 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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