Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF7 Group Entity Senior Manager (1 Dec 2022 to 1 Aug 2023)
    • [FCA CF] Manager of certification employee (25 Jun 2018 to 22 Dec 2022)
    • CF29 Significant management (20 Apr 2010 to 31 Jul 2015)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • SMF7 Group Entity Senior Manager (1 Dec 2022 to 1 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2019 to 22 Dec 2022)
    • [FCA CF] Manager of certification employee (22 Jan 2019 to 22 Dec 2022)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • SMF7 Group Entity Senior Manager (1 Dec 2022 to 1 Aug 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (25 Oct 2018 to 21 Dec 2018)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Apr 2018 to 21 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (2 Apr 2018 to 31 Dec 2018)
    • [FCA CF] Significant management (2 Apr 2018 to 21 Dec 2018)
  • Churchill Insurance Company Limited (no longer approved here)

    FRN 202727

    • CF2 Non Executive Director (9 Nov 2011 to 14 May 2012)
  • U K Insurance Limited (no longer approved here)

    FRN 202810

    • CF2 Non Executive Director (9 Nov 2011 to 14 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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