Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Tildesley

    IRN MXT01465

    • CF29 Significant management (1 Nov 2007 to 7 Jan 2011)
    • CF17 Significant Mgt (Other Business Operations) (28 Feb 2007 to 31 Oct 2007)
  • Mohammad Ahmed

    IRN MXA01206

    • [FCA CF] Significant management (17 Jan 2025 to 20 Oct 2025)
  • Naadira Ebrahim

    IRN NXE00081

    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
  • Neil David Grady

    IRN NXG00153

    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2025 to 9 Sep 2025)
  • Neil David Manser

    IRN NDM01039

    • SMF2 Chief Finance (13 May 2021 to 9 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 13 May 2021)
    • [FCA CF] Material risk taker (10 Dec 2018 to 13 May 2021)
  • Neil Harrison

    IRN NXH00071

    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
  • Nicholas Justin Brabham

    IRN NXB27450

    • [FCA CF] Significant management (3 Oct 2019 to 1 Oct 2020)
  • Nicola Ali Hartley

    IRN NXH56147

    • [FCA CF] Significant management (1 Nov 2022 to 20 Oct 2025)
    • [PRA CF] Key function holder (1 Nov 2022 to 1 Jul 2025)
  • Nicola Anne Loughlin

    IRN NXL00154

    • [FCA CF] Significant management (since 1 Oct 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2025 to 1 Dec 2025)
  • Nigel Stockton

    IRN NXS01215

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2008)
    • CF17 Significant Mgt (Other Business Operations) (2 Oct 2002 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 2 Oct 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.