Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (13 Mar 2024 to 17 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (21 Apr 2023 to 31 Oct 2024)
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- SMF2 Chief Finance (13 May 2021 to 9 Oct 2024)
- [FCA CF] Material risk taker (10 Dec 2018 to 13 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 13 May 2021)
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- SMF2 Chief Finance (13 May 2021 to 9 Oct 2024)
- [FCA CF] Material risk taker (10 Dec 2018 to 13 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 13 May 2021)
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- SMF3 Executive Director (9 Dec 2019 to 9 Oct 2024)
- CF1 Director (20 Feb 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (13 Jan 2003 to 17 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.