Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Charles Winslow

    IRN ACW01149

    • Responsible for Insurance Distribution (2 Oct 2024 to 29 Dec 2024)
    • SMF1 Chief Executive (1 Mar 2024 to 1 Jul 2025)
  • Adam John Whiteley

    IRN AXW27453

    • [FCA CF] Significant management (3 Oct 2019 to 31 Dec 2022)
  • Adrian Christopher Joseph

    IRN AXJ00201

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2021 to 1 Jul 2025)
  • Adrian Roger Parkes

    IRN ARP01115

    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
  • Alan John Crawford

    IRN AJC01638

    • SMF5 Head of Internal Audit (since 1 Jul 2025)
  • Alastair James Grier

    IRN AJG01335

    • CF1 Director (16 Sep 2009 to 14 Mar 2011)
    • CF29 Significant management (3 Jun 2008 to 14 Mar 2011)
    • Responsible for Insurance Mediation (3 Jun 2008 to 5 Jun 2009)
  • Alastair John Harnby

    IRN AXH01369

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Alexandra Louise Cliff

    IRN ALC01100

    • [FCA CF] Significant management (8 Apr 2020 to 16 Nov 2022)
  • Alistair Paterson

    IRN AXP01342

    • SMF16 Compliance Oversight (23 Oct 2019 to 30 Jun 2022)
  • Andrew David Broadfield

    IRN ADB01161

    • [FCA CF] Significant management (10 Dec 2020 to 30 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.