Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Antony Read

    IRN RXR00503

    • [FCA CF] Significant management (7 Jul 2025 to 2 Feb 2026)
  • Richard Beal

    IRN RXB01396

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Apr 2004)
  • Richard Churchill Ward

    IRN RCW01086

    • SMF12 Chair of the Remuneration Committee (13 May 2021 to 1 Jul 2025)
    • SMF14 Senior Independent Director (10 Dec 2018 to 1 Jul 2025)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (18 Jan 2016 to 6 Mar 2016)
  • Richard David Houghton

    IRN RDH01024

    • CF1 Director (26 Nov 2004 to 22 Jan 2007)
    • CF17 Significant Mgt (Other Business Operations) (10 Jun 2004 to 8 Nov 2005)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 30 Nov 2002)
  • Richard Lewis Tubb

    IRN RXT00505

    • [FCA CF] Significant management (since 27 Jan 2026)
  • Richard Nicholas Jefferson

    IRN RXJ00334

    • [FCA CF] Significant management (28 Feb 2025 to 25 Jul 2025)
  • Richard Peter Ford

    IRN RPF01041

    • CF29 Significant management (1 Nov 2007 to 26 Mar 2012)
    • CF20 Significant Mgt (Settlements) (31 Jul 2006 to 31 Oct 2007)
  • Richard Vlemmiks

    IRN RXV01150

    • CF29 Significant management (13 Apr 2012 to 31 Jul 2012)
  • Robert Charles Waugh

    IRN RCW01055

    • CF29 Significant management (12 May 2010 to 1 Jan 2012)
  • Robert Douglas

    IRN RXD27465

    • [FCA CF] Significant management (10 Dec 2018 to 29 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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