Robert Charles Waugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBS Investment Executive Limited (no longer approved here)

    FRN 563849

    • [FCA CF] Client dealing (26 Apr 2021 to 1 Jul 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
    • CF3 Chief Executive (30 Jan 2012 to 8 Dec 2019)
    • CF1 Director (30 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (30 Jan 2012 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 May 2010 to 8 Sep 2015)
    • CF29 Significant management (12 May 2010 to 8 Sep 2015)
  • Churchill Insurance Company Limited (no longer approved here)

    FRN 202727

    • CF29 Significant management (12 May 2010 to 1 Jan 2012)
  • U K Insurance Limited (no longer approved here)

    FRN 202810

    • CF29 Significant management (12 May 2010 to 1 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.