Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew James Ward

    IRN MXW00774

    • SMF4 Chief Risk (since 1 Jul 2025)
  • Matthew Pernet

    IRN MXP00418

    • [FCA CF] Significant management (since 30 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Sep 2025 to 2 Feb 2026)
  • Matthew Samuel Fothergill

    IRN MXF10889

    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2025 to 27 Oct 2025)
    • SMF23 Chief Underwriting Officer (12 May 2025 to 1 Jul 2025)
  • Matthew Wheatley

    IRN MXW02434

    • SMF20 Chief Actuary (since 7 May 2025)
  • Michael Anthony Holliday-Williams

    IRN MXH01926

    • SMF3 Executive Director (10 Dec 2018 to 30 Jun 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2019)
    • CF1 Director (1 Feb 2017 to 9 Dec 2018)
    • Responsible for Insurance Mediation (27 May 2014 to 30 Sep 2018)
    • CF29 Significant management (27 May 2014 to 9 Dec 2018)
  • Michael David Korner

    IRN MXK00395

    • [FCA CF] Significant management (1 Jul 2025 to 9 Sep 2025)
  • Michael James Clements

    IRN MJC01684

    • [FCA CF] Manager of certification employee (since 26 Jan 2026)
  • Michael Nicholas Biggs

    IRN MNB01012

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 4 Aug 2020)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Apr 2012 to 6 Mar 2016)
  • Michael Patrick Flaherty

    IRN MPF01015

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 24 Mar 2006)
  • Michael Scott Wing

    IRN MXW00398

    • [FCA CF] Significant management (7 May 2021 to 9 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.