Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maureen Malorna Boneo-Thomas

    IRN MXB02325

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Michael Emmett

    IRN MXE00251

    • SMF3 Executive Director (since 3 Mar 2025)
    • CF1 Director (AR) (since 3 Apr 2023)
    • Responsible for Insurance Distribution (27 Sep 2024 to 17 Jan 2025)
    • SMF1 Chief Executive (30 Aug 2023 to 17 Jan 2025)
    • SMF24 Chief Operations (30 Aug 2023 to 2 Jul 2024)
  • Michelle Kwait

    IRN MXK23620

    • SMF18 Other Overall Responsibility (4 May 2020 to 30 Nov 2022)
  • Neil Martin Clayton

    IRN NMC01052

    • SMF3 Executive Director (9 Dec 2019 to 9 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Nov 2021)
    • Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
    • CF1 Director (23 Jun 2016 to 8 Dec 2019)
    • CF29 Significant management (15 Mar 2016 to 23 Jun 2016)
  • Nicola Leighton

    IRN NXO00058

    • [FCA CF] Significant management (4 Jun 2024 to 26 Sep 2025)
  • Nigel Moss

    IRN NXM00613

    • [FCA CF] Significant management (3 Jun 2024 to 28 Nov 2025)
  • Paul Antony Docwra Chapman

    IRN PAC01345

    • SMF18 Other Overall Responsibility (since 25 Sep 2024)
  • Peter Colin Frank Haynes

    IRN PCH01039

    • SMF12 Chair of the Remuneration Committee (18 Feb 2022 to 26 Jan 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Jan 2023)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 28 Jul 2021)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 26 Jan 2023)
    • CF2 Non Executive Director (25 Jul 2018 to 8 Dec 2019)
  • Peter Garvey

    IRN PFG01029

    • CF2 Non Executive Director (AR) (15 Feb 2008 to 6 May 2014)
    • CF2 Non Executive Director (10 Nov 2005 to 6 May 2014)
  • Rachel Gudrun Steele

    IRN RGS01126

    • CF2 Non Executive Director (AR) (24 Mar 2016 to 9 Oct 2017)
    • CF2 Non Executive Director (17 Mar 2016 to 18 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.