Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Burnett

    IRN SXB03923

    • SMF24 Chief Operations (20 Dec 2024 to 17 Jul 2025)
  • Stephen Jolley

    IRN SXJ23619

    • SMF24 Chief Operations (1 Feb 2020 to 28 Jul 2021)
  • Stephen May

    IRN SXM04612

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Steven Anthony Wardlaw

    IRN SXW02119

    • CF1 Director (AR) (21 Jan 2016 to 30 Nov 2017)
  • Steven Horsler

    IRN SXH02748

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Steven Thomson

    IRN SXT00755

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Stuart Michael Taaffe

    IRN SMT01126

    • CF1 Director (AR) (26 Oct 2018 to 4 Jul 2019)
  • Svetlana Soroka

    IRN SXS05031

    • CF1 Director (AR) (21 Apr 2018 to 15 Aug 2019)
  • Thomas David Wilson

    IRN TDW01032

    • Responsible for Insurance Distribution (since 8 Jan 2025)
    • SMF1 Chief Executive (since 8 Jan 2025)
    • SMF3 Executive Director (since 8 Jan 2025)
    • SMF18 Other Overall Responsibility (since 7 Oct 2024)
    • SMF2 Chief Finance (18 Mar 2025 to 21 Aug 2025)
  • Thomas Walker

    IRN TXW00369

    • [FCA CF] Significant management (since 3 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.