Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Edward Stokes

    IRN TES01015

    • SMF18 Other Overall Responsibility (since 24 Sep 2024)
  • Timothy McNulty

    IRN TMM01045

    • [FCA CF] Significant management (since 1 Jun 2024)
  • Timothy Thornhill

    IRN TXT00254

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Toby James Humphreys

    IRN TJH01112

    • [FCA CF] Significant management (since 3 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 20 May 2020)
    • CF1 Director (AR) (5 Jul 2013 to 8 Jul 2013)
    • CF1 Director (14 Jan 2005 to 10 Mar 2017)
  • Tommaso Cornelli

    IRN TXC01607

    • CF1 Director (AR) (12 Apr 2016 to 13 Dec 2023)
    • CF3 Chief Executive (AR) (12 Apr 2016 to 13 Dec 2023)
  • Tracey Denise Anderson

    IRN TXA00299

    • [FCA CF] Significant management (since 3 Jun 2024)
  • William Goldstein

    IRN WXG01088

    • CF2 Non Executive Director (AR) (25 Mar 2011 to 26 Jan 2015)
    • CF1 Director (6 Jan 2010 to 19 Mar 2018)
  • William Paul Costantini

    IRN WPC01025

    • CF2 Non Executive Director (10 Jun 2013 to 9 Nov 2015)
    • CF2 Non Executive Director (AR) (10 Jun 2013 to 26 Jan 2015)
  • William Simon Daniel Gaunt

    IRN WXG00040

    • CF1 Director (AR) (15 Oct 2021 to 20 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.