Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam John Cockburn

    IRN AJC01378

    • SMF3 Executive Director (15 Mar 2021 to 21 Apr 2021)
    • SMF4 Chief Risk (15 Mar 2021 to 31 Aug 2022)
    • CF1 Director (1 Jul 2017 to 13 May 2019)
  • Adam Scott Eli Cohen

    IRN AXC03398

    • [FCA CF] Significant management (since 16 Sep 2024)
  • Alec Norman Goodair

    IRN ANG01063

    • CF1 Director (AR) (21 Apr 2018 to 22 Jun 2022)
  • Alex Parsons-Mills

    IRN AXP03104

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Andrew Edward Behrends

    IRN AEB01151

    • SMF1 Chief Executive (10 Jan 2020 to 11 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 11 Jan 2020)
    • CF1 Director (29 May 2018 to 8 Dec 2019)
  • Andrew Egerton

    IRN AXE01423

    • CF1 Director (AR) (since 26 Mar 2015)
  • Andrew James Kendrick

    IRN AJK01053

    • SMF12 Chair of the Remuneration Committee (since 19 Jan 2023)
    • SMF9 Chair of the Governing Body (since 19 Jan 2023)
    • SMF11 Chair of the Audit Committee (since 19 Jan 2023)
  • Andrew James Simpson

    IRN AJS01718

    • SMF16 Compliance Oversight (since 4 Nov 2024)
  • Andrew James Webster

    IRN AXW00439

    • CF1 Director (AR) (25 Nov 2021 to 20 Nov 2024)
  • Andrew Stuart Graham

    IRN ASG01121

    • CF1 Director (AR) (25 Apr 2018 to 22 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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