Adam John Cockburn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tysers Insurance Brokers Limited (no longer approved here)

    FRN 305496

    • SMF3 Executive Director (15 Mar 2021 to 21 Apr 2021)
    • SMF4 Chief Risk (15 Mar 2021 to 31 Aug 2022)
    • CF1 Director (1 Jul 2017 to 13 May 2019)
  • CAROLE NASH INSURANCE CONSULTANTS LIMITED (no longer approved here)

    FRN 307243

    • SMF16 Compliance Oversight (2 Apr 2020 to 31 Jul 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
    • CF28 Systems and controls (22 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Aug 2019 to 8 Dec 2019)
  • Atlanta Insurance Intermediaries Limited (no longer approved here)

    FRN 309599

    • SMF16 Compliance Oversight (2 Apr 2020 to 31 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Jul 2020)
    • CF11 Money Laundering Reporting (22 Aug 2019 to 8 Dec 2019)
    • CF28 Systems and controls (22 Aug 2019 to 8 Dec 2019)
  • PAYMENTSHIELD LIMITED (no longer approved here)

    FRN 312708

    • SMF4 Chief Risk (2 Apr 2020 to 31 Jul 2020)
    • SMF16 Compliance Oversight (2 Apr 2020 to 31 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.