Date authorised
1 April 2013
Companies House
03314244
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 21
    Fulham Broadway Centre
    Fulham Road
    London
    SW6 1BW
    UNITED KINGDOM
    Phone
    +441932828882
  • Complaints Contact

    Unit 21
    Fulham Broadway Centre
    Fulham Road
    London
    SW6 1BW
    UNITED KINGDOM
    Phone
    +441932828882

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Roche

    IRN AXR02331

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Sep 2022)
    • CF2 Non Executive Director (8 Apr 2014 to 8 Dec 2019)
  • Andrew Davis

    IRN AXD01554

    • SMF3 Executive Director (9 Dec 2019 to 10 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2021)
    • CF29 Significant management (1 Nov 2007 to 1 Jan 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 1 Jan 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Anna Van Ryneveld Edwards

    IRN AXE00059

    • CF1 Director (AR) (20 Feb 2023 to 11 Dec 2025)
  • Gary Smith

    IRN GXS00140

    • CF2 Non Executive Director (AR) (since 6 Feb 2026)
    • SMF1 Chief Executive (since 2 Jul 2021)
    • Responsible for Insurance Distribution (since 11 Mar 2021)
    • SMF3 Executive Director (11 Mar 2021 to 2 Jul 2021)
  • Ian Bonnett

    IRN IXB01187

    • CF2 Non Executive Director (14 Jan 2005 to 28 Jan 2009)
  • Ian David Thomas

    IRN IDT01019

    • CF2 Non Executive Director (6 Jul 2005 to 5 Feb 2009)
  • Noel Van Rensburg

    IRN NXV00054

    • SMF3 Executive Director (since 30 Nov 2024)
    • CF1 Director (AR) (since 20 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (7 Sep 2022 to 9 Oct 2025)
  • Rebecca Gibbins

    IRN RXG00110

    • SMF1 Chief Executive (6 May 2021 to 20 Jan 2025)
    • Responsible for Insurance Distribution (11 Mar 2021 to 20 Jan 2025)
    • SMF3 Executive Director (11 Mar 2021 to 6 May 2021)
  • Rudi Kotze

    IRN RXK00560

    • [FCA CF] Significant management (since 1 Oct 2025)
  • Rupert Davis

    IRN RXD00182

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2020 to 7 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.