Date authorised
1 April 2013
Companies House
03314244
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 21
    Fulham Broadway Centre
    Fulham Road
    London
    SW6 1BW
    UNITED KINGDOM
    Phone
    +441932828882
  • Complaints Contact

    Unit 21
    Fulham Broadway Centre
    Fulham Road
    London
    SW6 1BW
    UNITED KINGDOM
    Phone
    +441932828882

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Paul Jones

    IRN SXJ00371

    • CF2 Non Executive Director (AR) (23 Mar 2023 to 15 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (7 Sep 2022 to 11 Dec 2025)
  • Sebastian Davis

    IRN SXD00337

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2020 to 7 Sep 2022)
  • Sonja Garsvo

    IRN SXG01474

    • CF2 Non Executive Director (14 Jan 2005 to 30 Jan 2009)
  • Theodore Wilhelm Grobler

    IRN TXG00051

    • CF1 Director (AR) (20 Feb 2023 to 11 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (7 Sep 2022 to 11 Dec 2025)
  • Tracy Louise Philpot

    IRN TLP01017

    • CF1 Director (14 Jan 2005 to 3 Mar 2005)
    • CF3 Chief Executive (14 Jan 2005 to 3 Mar 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 3 Mar 2005)
  • Wendy Mary Thorby

    IRN WMT01009

    • CF2 Non Executive Director (14 Jan 2005 to 2 May 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.