TURQUOISE GLOBAL HOLDINGS LIMITED

• Principal Place of Business

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +442077971470

  Web

  https://www.londonstockexchange.com/equities-trading/turquoise

• Complaints Contact

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +442077971470

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ben James Coward-Talbott

  IRN BJC01055

  • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2021)
• Bernadine Ann Burnell

  IRN BAB01089

  • [FCA CF] Material risk taker (1 Dec 2020 to 28 Jul 2021)
• Bharat Kapoor

  IRN BXK00233

  • Director of firm who is not a certification employee or a SMF manager (since 30 Jun 2025)
• Bruce St Clair Kellaway

  IRN BSK01007

  • Director of firm who is not a certification employee or a SMF manager (since 28 Jul 2023)
  • SMF9 Chair of the Governing Body (since 28 Jul 2023)
• Caleb Wright

  IRN CXW01733

  • CF2 Non Executive Director (21 May 2015 to 8 Dec 2019)
• Caroline Sarah Morgan

  IRN CXM01016

  • [FCA CF] Significant management (since 31 Jan 2024)
• Christopher Dylan Woolley

  IRN CDW01061

  • CF2 Non Executive Director (27 Sep 2012 to 2 Jun 2015)
• Claire Foster

  IRN CXF00147

  • Director of firm who is not a certification employee or a SMF manager (15 Dec 2020 to 18 Jun 2021)
• Daniel Mark Mathews

  IRN DMM01240

  • CF2 Non Executive Director (30 Jul 2013 to 19 Dec 2014)
• David Alan Lester

  IRN DAL01190

  • CF2 Non Executive Director (18 May 2011 to 22 Jun 2017)
  • CF1 Director (31 Jan 2011 to 18 May 2011)
  • CF3 Chief Executive (31 Jan 2011 to 18 May 2011)

• Turquoise Swapmatch Limited (no longer appointed)

  FRN 753326 · Appointed 20 Jul 2016 · Until 4 Dec 2017

No changes recorded yet.