TT International Asset Management LTD

Date authorised
28 February 2020
Companies House
12093921
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TT International Asset Management Ltd
    62 Threadneedle Street
    London
    City Of London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +442075091000
  • Complaints Contact

    62 Threadneedle Street
    London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +442075091000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Charles James

    IRN RCJ01045

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Ross Christopher Sterling

    IRN RCS01162

    • [FCA CF] Client dealing (11 May 2020 to 31 Oct 2025)
  • Santiago Biagini

    IRN SXB03346

    • [FCA CF] Client dealing (since 22 Mar 2024)
  • Stefan Roessler

    IRN SXR11806

    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Material risk taker (since 8 Nov 2024)
  • Stephen Swanton

    IRN SXS02019

    • [FCA CF] Material risk taker (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Taiki Kariya

    IRN TXK00214

    • [FCA CF] Client dealing (since 17 May 2023)
  • Thomas Charles Hemmings

    IRN TXH15977

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • Timothy Alexander Tacchi

    IRN TAT01011

    • SMF9 Chair of the Governing Body (since 21 Apr 2021)
    • SMF1 Chief Executive (28 Feb 2020 to 21 Apr 2021)
    • SMF3 Executive Director (28 Feb 2020 to 21 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Mar 2024)
  • Victoria Elizabeth Monk Ramos

    IRN VXM00074

    • [FCA CF] Client dealing (since 1 Oct 2020)
  • William John Hunter

    IRN WJH01025

    • [FCA CF] Manager of certification employee (since 20 Apr 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.