Robert Charles James

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TT International Investment Management LLP

    FRN 599295

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (16 Dec 2013 to 1 Jul 2015)
    • CF30 Customer (18 Jul 2013 to 8 Dec 2019)
  • TT International Asset Management LTD

    FRN 915787

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Pictet Asset Management Limited (no longer approved here)

    FRN 181966

    • CF30 Customer (17 Dec 2007 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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