True Potential Wealth Management LLP

• Principal Place of Business

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +4401914061526

  Web

  https://www.tpllp.com

• Complaints Contact

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +441914061526

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair David Mann

  IRN ADM00050

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 19 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2023)
• Alistair Graham Cowie

  IRN AGC00029

  • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 29 Oct 2024)
  • [FCA CF] Client dealing (2 Oct 2023 to 29 Oct 2024)
• Alistair James Duffy

  IRN AJD01277

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 20 Nov 2024)
• Alistair Lucas

  IRN AEL00010

  • [FCA CF] Functions requiring qualifications (11 Mar 2022 to 15 Apr 2024)
  • [FCA CF] Client dealing (11 Mar 2022 to 15 Apr 2024)
• Alistair Russell Lyon

  IRN AXL00022

  • [FCA CF] Functions requiring qualifications (15 Jun 2023 to 28 Oct 2025)
  • [FCA CF] Client dealing (15 Jun 2023 to 28 Oct 2025)
• Allan McRoberts

  IRN AXM00029

  • CF30 Customer (21 Feb 2013 to 2 Dec 2013)
• Allan Robert Pascoe

  IRN ARP00009

  • [FCA CF] Client dealing (5 Feb 2021 to 3 Jan 2023)
  • [FCA CF] Functions requiring qualifications (5 Feb 2021 to 3 Jan 2023)
• Alwyn Pritchard

  IRN AXP00054

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2020)
  • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
• Alyn John Gary Davies

  IRN AJD00026

  • [FCA CF] Client dealing (9 Dec 2019 to 22 May 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 May 2020)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• Amanda Elaine Robinson

  IRN AER00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Feb 2016 to 8 Dec 2019)

No changes recorded yet.