Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2020)
- CF30 Customer (25 Mar 2019 to 8 Dec 2019)
-
- CF30 Customer (10 Aug 2012 to 27 Nov 2015)
-
- Employed By (23 Jun 2009 to 2 Jul 2012)
-
- CF1 Director (AR) (6 Mar 2006 to 19 Mar 2006)
- CF21 Investment Adviser (6 Mar 2006 to 19 Mar 2006)
-
- Employed By (16 Apr 2002 to 19 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.