True Potential Wealth Management LLP

• Principal Place of Business

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +4401914061526

  Web

  https://www.tpllp.com

• Complaints Contact

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +441914061526

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brett Michael Caffrey

  IRN BMC01071

  • CF30 Customer (25 Jul 2018 to 1 Mar 2019)
• Brian Adrian Newton

  IRN BAN00006

  • CF30 Customer (25 Aug 2017 to 15 Feb 2019)
• Brian Arthur Marchant

  IRN BAM01088

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Aug 2021)
• Brian Chippendale

  IRN BAC00003

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2021)
  • CF30 Customer (30 May 2019 to 8 Dec 2019)
• Brian Crossan

  IRN BCC00004

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Feb 2026)
• Brian Dean Sudweeks

  IRN BXS00067

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (29 Oct 2020 to 5 Feb 2024)
  • CF30 Customer (20 Jun 2012 to 8 Dec 2019)
• Brian Grant Kidd

  IRN BGK00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Jun 2020)
  • [FCA CF] Client dealing (since 19 Jun 2020)
• Brian Howorth

  IRN BXH00019

  • [FCA CF] Functions requiring qualifications (23 Jul 2020 to 24 Jul 2023)
  • [FCA CF] Client dealing (23 Jul 2020 to 24 Jul 2023)
• Brian John Thomas

  IRN BJT00007

  • CF30 Customer (5 Nov 2010 to 16 May 2011)
• Brian Keith Warne

  IRN BKW01012

  • [FCA CF] Functions requiring qualifications (11 Feb 2021 to 24 Feb 2022)
  • [FCA CF] Client dealing (11 Feb 2021 to 24 Feb 2022)

No changes recorded yet.