True Potential Wealth Management LLP

Date authorised
1 April 2013
Companies House
OC356611
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newburn House
    Newburn Riverside
    Newcastle upon Tyne
    NE15 8NX
    UNITED KINGDOM
    Phone
    +4401914061526
    Web
    https://www.tpllp.com

  • Complaints Contact

    Newburn House
    Newburn Riverside
    Newcastle upon Tyne
    NE15 8NX
    UNITED KINGDOM
    Phone
    +441914061526

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Personal pension scheme, Stakeholder pension scheme, Rights to or interests in investments (Security), Unit, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Gough

    IRN MXG02636

    • (525)[FCA CF] Client dealing (11 Nov 2020 to 20 Oct 2022)
    • (526)[FCA CF] Functions requiring qualifications (11 Nov 2020 to 20 Oct 2022)
  • Michael Graeme Hancock

    IRN MXH00139

    • (178)CF30 Customer (5 Mar 2012 to 30 Mar 2016)
  • Michael Graham Sudworth

    IRN MGS01065

    • (4085)7. Giving personal recommendations on long-term care insurance contracts
    • (4087)4. Giving personal recommendations on retail investment products which are not broker funds
    • (4086)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4089)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (4088)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1058)CF30 Customer (7 Nov 2013 to 8 Dec 2019)
  • Michael Greenhalgh

    IRN MXG00100

    • (3653)7. Giving personal recommendations on long-term care insurance contracts
    • (3655)4. Giving personal recommendations on retail investment products which are not broker funds
    • (3654)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3657)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (3656)[FCA CF] Client dealing (since 9 Dec 2019)
    • (775)CF30 Customer (17 Dec 2013 to 8 Dec 2019)
  • Michael Greenway

    IRN MXG01792

    • (891)4. Giving personal recommendations on retail investment products which are not broker funds
    • (890)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (892)[FCA CF] Client dealing (since 12 May 2020)
    • (893)[FCA CF] Functions requiring qualifications (since 12 May 2020)
  • Michael Hawker

    IRN MXH00064

    • (1402)[FCA CF] Manager of certification employee (28 Aug 2020 to 16 Sep 2021)
    • (1401)[FCA CF] Client dealing (2 Aug 2020 to 16 Sep 2021)
    • (1403)[FCA CF] Functions requiring qualifications (2 Aug 2020 to 16 Sep 2021)
  • Michael Jackson

    IRN MXJ01275

    • (2275)[FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2021)
    • (2276)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2021)
    • (2274)CF30 Customer (8 Nov 2011 to 30 Apr 2012)
  • Michael James Burney

    IRN MXB03885

    • (547)[FCA CF] Functions requiring qualifications (21 Aug 2023 to 3 Sep 2024)
    • (546)[FCA CF] Client dealing (21 Aug 2023 to 3 Sep 2024)
  • Michael James Curphey

    IRN MJC01490

    • (1252)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1251)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (1250)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (1254)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (1253)[FCA CF] Client dealing (since 9 Dec 2019)
    • (318)CF30 Customer (10 Jan 2018 to 8 Dec 2019)
  • Michael James Edwards

    IRN MJE01089

    • (36)CF2 Non Executive Director (6 Jan 2015 to 11 May 2017)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4921)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (4920)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (4919)[FCA CF] Functions requiring qualifications

  4. controlled function added: (4918)[FCA CF] Client dealing

  5. controlled function added: (4917)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (4916)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (4915)[FCA CF] Functions requiring qualifications

  8. controlled function added: (4914)[FCA CF] Client dealing

  9. controlled function added: (4913)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (4912)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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