Michael Jackson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kelvin Financial Planning Limited

    FRN 568257

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 30 Nov 2020)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Sep 2013)
    • CF30 Customer (since 22 Feb 2012)
    • Responsibility for MCD Intermediation (12 Sep 2016 to 24 Jun 2019)
    • CF11 Money Laundering Reporting (12 Sep 2016 to 8 Dec 2019)
    • CF1 Director (22 Feb 2012 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2021)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • RA Financial Planning Limited (no longer approved here)

    FRN 602705

    • (6)Employed By (5 Sep 2013 to 6 May 2026)

Recent activity

Updates to this individual's record on the FCA register.

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