Troy Asset Management Limited

• Principal Place of Business

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

  Web

  https://www.taml.co.uk

• Complaints Contact

  33 Davies Street

  London

  W1K 4BP

  UNITED KINGDOM

  Phone

  +4402074994030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sian-Azilis Evans

  IRN SXE00193

  • [FCA CF] Client dealing (since 24 Feb 2022)
• Simon Manwaring Robertson

  IRN SMR01048

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 19 Mar 2024)
  • CF2 Non Executive Director (8 May 2012 to 8 Dec 2019)
• Simon Miles De Zoete

  IRN SMD01057

  • CF2 Non Executive Director (26 Jul 2011 to 31 Aug 2018)
  • CF30 Customer (1 Nov 2007 to 20 Dec 2016)
  • CF1 Director (28 Jul 2003 to 19 Jul 2011)
  • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
• Stephanie Slade

  IRN SXC01412

  • [FCA CF] Client dealing (since 9 Sep 2025)
• Steven Anderson Budge

  IRN SAB01326

  • CF30 Customer (14 Jan 2010 to 15 Dec 2014)
• Steven Barry Clarke

  IRN SBC01032

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (1 May 2022 to 1 May 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2025)
  • CF30 Customer (9 Jan 2012 to 25 May 2012)
• Thomas Andrew Yeowart

  IRN TAY01006

  • [FCA CF] Manager of certification employee (since 1 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
• Thomas George Brooksbank

  IRN TGB01054

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (1 Sep 2022 to 1 May 2025)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Tomasz Boniek

  IRN TXB01589

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
• Tracey Michelle Hall

  IRN TXH01292

  • CF11 Money Laundering Reporting (1 Dec 2017 to 19 Nov 2018)
  • CF10 Compliance Oversight (1 Dec 2017 to 19 Nov 2018)

No changes recorded yet.