TRIUM CAPITAL LLP

• Principal Place of Business

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

  Web

  https://www.trium-capital.com

• Complaints Contact

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jack Edward Harvey

  IRN JXH00874

  • [FCA CF] Client dealing (since 10 Apr 2026)
• Jack Harris

  IRN JXH01349

  • [FCA CF] Client dealing (since 28 May 2024)
• James Edward Jarvis

  IRN JEJ01056

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
  • SMF27 Partner (9 Dec 2019 to 21 Nov 2022)
  • CF4 Partner (30 Oct 2019 to 8 Dec 2019)
  • CF29 Significant management (3 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2015 to 8 Dec 2019)
• James Nii-Lante Hutton-Mills

  IRN JXH01394

  • CF30 Customer (18 Oct 2017 to 14 Dec 2018)
• Jan Louis van den Berg

  IRN JLV01013

  • CF30 Customer (12 Nov 2014 to 30 Oct 2015)
• Jason Worsdall

  IRN JDW01072

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2020)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
• Joe Rouncefield

  IRN JXR01705

  • [FCA CF] Client dealing (since 16 Feb 2021)
• Jonathan Anthony Ingram

  IRN JAI01016

  • [FCA CF] Significant management (since 3 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
• Jonathan Edwin Kruger

  IRN JEK01074

  • CF30 Customer (6 Nov 2014 to 30 Oct 2015)
• Joseph Jan Mares

  IRN JJM01123

  • [FCA CF] Manager of certification employee (since 13 Dec 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Oct 2017 to 8 Dec 2019)

• Sabre Fund Management Group Limited (no longer appointed)

  FRN 846930 · Appointed 9 Aug 2019 · Until 31 Jan 2021

No changes recorded yet.