Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRIUM CAPITAL LLP
FRN 497640
- [FCA CF] Significant management (since 3 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (3 Dec 2018 to 8 Dec 2019)
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- CF4 Partner (17 Oct 2016 to 3 Sep 2018)
- CF30 Customer (26 Sep 2016 to 8 Jun 2018)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2013)
- CF4 Partner (10 Mar 2005 to 30 Apr 2013)
- CF27 Investment Management (12 Aug 2004 to 31 Oct 2007)
- CF21 Investment Adviser (12 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.