TRIUM CAPITAL LLP

• Principal Place of Business

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

  Web

  https://www.trium-capital.com

• Complaints Contact

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frank Heinrich Pauls

  IRN FHP01006

  • CF30 Customer (31 Aug 2012 to 3 Jul 2015)
• Fredrik Glenn Jan Constantin Francis OEstlund

  IRN FXO01154

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (16 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Nov 2018 to 8 Dec 2019)
• Gareth Hywel James

  IRN GHJ01013

  • CF30 Customer (14 Aug 2012 to 28 Sep 2016)
  • CF11 Money Laundering Reporting (14 Aug 2012 to 11 Aug 2016)
  • CF10 Compliance Oversight (14 Aug 2012 to 11 Aug 2016)
  • CF4 Partner (28 May 2009 to 3 Oct 2011)
• Gino Denis Maria Landuyt

  IRN GXL01284

  • CF30 Customer (19 Dec 2012 to 31 Jul 2017)
  • CF4 Partner (19 Dec 2012 to 30 Nov 2015)
• Gustavo Passebon Mendonca

  IRN GXP00319

  • [FCA CF] Client dealing (since 7 Jul 2023)
• Hadrien Darmon

  IRN HXD01220

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Oct 2020)
  • CF30 Customer (22 Jan 2019 to 8 Dec 2019)
• Harjinder Singh Thandi

  IRN HST01008

  • [FCA CF] Client dealing (since 25 Mar 2026)
• Harry Charles Thomas

  IRN HCT01017

  • [FCA CF] Client dealing (since 11 Mar 2022)
• Hua Wang

  IRN HXW00215

  • [FCA CF] Client dealing (since 13 Feb 2024)
• Izak Jacobus Visagie

  IRN IJV01001

  • CF30 Customer (13 Nov 2014 to 30 Oct 2015)

• Sabre Fund Management Group Limited (no longer appointed)

  FRN 846930 · Appointed 9 Aug 2019 · Until 31 Jan 2021

No changes recorded yet.