Tristan Capital Partners LLP

• Principal Place of Business

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638900

  Web

  https://www.tristancap.com

• Complaints Contact

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638914

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Randolph

  IRN PXR00298

  • [FCA CF] Material risk taker (since 1 Aug 2022)
• Priyan Uditha Manatunga

  IRN PXM00314

  • [FCA CF] Material risk taker (25 Mar 2021 to 30 Apr 2021)
• Ralf Dietrich Nocker

  IRN RDN01007

  • CF30 Customer (17 Oct 2013 to 24 Jan 2014)
• Renato Sciannimanico

  IRN RXS00725

  • [FCA CF] Material risk taker (1 Jul 2022 to 31 Dec 2024)
• Richard Wayne Lewis

  IRN RWL01034

  • SMF9 Chair of the Governing Body (since 7 Apr 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 7 Feb 2020)
  • CF3 Chief Executive (2 Aug 2012 to 8 Dec 2019)
  • CF4 Partner (2 Aug 2012 to 8 Dec 2019)
  • CF30 Customer (2 Aug 2012 to 8 Dec 2019)
• Rui Antonio Tereso

  IRN RAT01018

  • [FCA CF] Material risk taker (25 Mar 2021 to 31 Dec 2023)
  • CF30 Customer (2 Aug 2012 to 8 Dec 2019)
• Rutger Huiskens

  IRN RXH00543

  • [FCA CF] Material risk taker (since 1 Jul 2022)
• Saleem Ahmad

  IRN SXA02233

  • CF30 Customer (8 Sep 2012 to 12 Aug 2013)
• Sasha Silver

  IRN SXS01508

  • [FCA CF] Material risk taker (16 Jun 2023 to 31 Dec 2023)
  • [FCA CF] Client dealing (16 Jun 2023 to 31 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2023)
  • CF11 Money Laundering Reporting (3 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (30 Jul 2015 to 8 Dec 2019)
• Senne Deric Christopher

  IRN SXD01940

  • CF30 Customer (22 Feb 2013 to 12 Aug 2013)

No changes recorded yet.