Tristan Capital Partners LLP

• Principal Place of Business

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638900

  Web

  https://www.tristancap.com

• Complaints Contact

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638914

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark James Terry

  IRN MJT01233

  • [FCA CF] Client dealing (25 Mar 2021 to 31 Dec 2021)
  • [FCA CF] Material risk taker (25 Mar 2021 to 31 Dec 2021)
  • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
• Matthew Joseph Lunt

  IRN MXL00206

  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jul 2020)
• Monica O'Neill

  IRN MXO01221

  • CF30 Customer (2 Aug 2012 to 1 Oct 2015)
  • CF11 Money Laundering Reporting (2 Aug 2012 to 1 Oct 2015)
• Neil Kalsi

  IRN NXK00090

  • [FCA CF] Material risk taker (3 Aug 2020 to 2 Feb 2024)
• Nicholas Edward Vellacott Jenkins

  IRN NXJ00066

  • [FCA CF] Material risk taker (25 Mar 2021 to 7 Mar 2024)
• Nikolay Spassov Velev

  IRN NXV00013

  • [FCA CF] Material risk taker (25 Mar 2021 to 19 Apr 2023)
• Oliver Kunze

  IRN OXK00029

  • [FCA CF] Material risk taker (since 1 Sep 2021)
• Olivia Griffiths

  IRN OXG00022

  • [FCA CF] Material risk taker (since 25 Mar 2021)
• Owen Jones

  IRN OXJ00015

  • [FCA CF] Material risk taker (since 2 Nov 2020)
• Paul Pritchard

  IRN PXP00125

  • [FCA CF] Material risk taker (25 Mar 2021 to 30 Dec 2022)

No changes recorded yet.