TriSpan LLP

• Principal Place of Business

  TriSpan LLP

  39 Sloane Street

  2ND FLOOR

  London

  Kensington and Chelsea

  SW1X 9LP

  UNITED KINGDOM

  Phone

  +4402030562900

  Web

  https://www.trispanllp.com

• Complaints Contact

  39 Sloane Street

  2ND FLOOR

  London

  SW1X 9LP

  UNITED KINGDOM

  Phone

  +442030562900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Patrick Dib

  IRN JPD01201

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (19 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (19 Dec 2016 to 8 Dec 2019)
• Jurriaan Laurens Van der Schee

  IRN JLV01010

  • CF30 Customer (23 Mar 2016 to 8 Feb 2019)
  • CF4 Partner (23 Mar 2016 to 8 Feb 2019)
• Karim Lari

  IRN KXL01449

  • CF4 Partner (1 Oct 2016 to 20 Apr 2018)
  • CF11 Money Laundering Reporting (23 Mar 2016 to 26 Jan 2018)
  • CF10 Compliance Oversight (23 Mar 2016 to 26 Jan 2018)
• Maurizio Raffone

  IRN MXR01217

  • CF4 Partner (1 Oct 2016 to 31 Aug 2017)
  • CF30 Customer (1 Oct 2016 to 31 Aug 2017)
• Mufid Nabil Shawwa

  IRN MNS01014

  • CF30 Customer (23 Mar 2016 to 22 Dec 2017)
• Nicholas Hirschi

  IRN NXH00432

  • [FCA CF] Material risk taker (since 8 Mar 2024)
• Osama Salman Abbasi

  IRN OSA01001

  • CF4 Partner (23 Mar 2016 to 20 Apr 2018)
  • CF30 Customer (23 Mar 2016 to 20 Apr 2018)
• Pericles Mazarakis

  IRN PXM00343

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2023)
• Philip Edmond Van Overberghe

  IRN PEV01004

  • CF4 Partner (1 Dec 2017 to 20 Apr 2018)
  • CF30 Customer (1 Dec 2017 to 20 Apr 2018)
• Robin Rowland

  IRN RXR01790

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
  • CF4 Partner (28 Feb 2018 to 8 Dec 2019)

• TriSpan Services (UK) Limited

  FRN 740251 · Appointed 18 Apr 2016

No changes recorded yet.