Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (23 Mar 2016 to 20 Apr 2018)
- CF4 Partner (23 Mar 2016 to 20 Apr 2018)
-
- CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
- CF30 Customer (1 Nov 2007 to 10 Nov 2008)
- CF1 Director (21 Mar 2007 to 10 Mar 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Sep 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.