Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Andrew Stoneman

  IRN JXS00420

  • [FCA CF] Material risk taker (23 Aug 2021 to 10 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
• Jon Hepkarabelli

  IRN JXH03163

  • [FCA CF] Client dealing (since 28 Feb 2025)
• Jonathan Bradbury

  IRN JXB00797

  • [FCA CF] Client dealing (29 Jun 2021 to 28 Aug 2024)
• Jonathan Mark Hick

  IRN JMH01404

  • [FCA CF] Material risk taker (since 15 Nov 2022)
  • [FCA CF] Client dealing (since 29 Jun 2021)
• Jonathan Russell Parr

  IRN JRP01230

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
  • SMF27 Partner (9 Dec 2019 to 31 Jul 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
  • CF4 Partner (12 Oct 2018 to 8 Dec 2019)
• Jonny Funnell

  IRN JXF00542

  • [FCA CF] Client dealing (1 Feb 2021 to 13 Dec 2024)
• Julian Pickstone

  IRN JXP00175

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
• Justin Hubble

  IRN JXH02834

  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jun 2022 to 11 Mar 2025)
  • SMF16 Compliance Oversight (24 Aug 2021 to 4 Jul 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
  • CF4 Partner (28 Sep 2018 to 8 Dec 2019)
• Justin Stone

  IRN JXS00730

  • [FCA CF] Client dealing (since 29 Jun 2021)
  • [FCA CF] Manager of certification employee (29 Jun 2021 to 14 Apr 2025)
• Katya Parrish

  IRN KXP00354

  • [FCA CF] Client dealing (since 16 Jan 2023)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.