Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Billy Edward Brown

  IRN BXB00100

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
• Bryan Curel

  IRN BXC00063

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
• Carl Wayne Porter

  IRN CXP00163

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
• Caroline Davis

  IRN CXD00076

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
• Catharine McCarthy

  IRN CXM00228

  • [FCA CF] Client dealing (since 26 Jun 2023)
• Charles von Schmieder

  IRN CVS01017

  • CF30 Customer (26 May 2016 to 14 May 2019)
• Charlie Armstrong

  IRN CXA00214

  • [FCA CF] Manager of certification employee (1 Apr 2023 to 14 Apr 2025)
  • [FCA CF] Client dealing (9 Mar 2022 to 15 Oct 2025)
• Christophe Arnoult

  IRN CXA00280

  • [FCA CF] Client dealing (18 Jan 2023 to 14 Feb 2025)
• Christopher John Warnford Tottle

  IRN CJT01049

  • CF4 Partner (3 Jul 2008 to 1 May 2014)
  • CF30 Customer (3 Jul 2008 to 1 May 2014)
• Christopher Richard Lascelles

  IRN CXL00123

  • [FCA CF] Client dealing (since 9 Dec 2019)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.