Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amelia McCormack

  IRN AXM05154

  • [FCA CF] Client dealing (22 May 2023 to 29 May 2024)
• Andre Karihaloo

  IRN AXK01607

  • [FCA CF] Client dealing (29 Jun 2021 to 21 Nov 2022)
• Andy Comber

  IRN AXC00620

  • [FCA CF] Material risk taker (18 Aug 2021 to 10 Jan 2023)
• Anne Louise Slater-Brooks

  IRN AXS00309

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Apr 2023 to 14 Apr 2025)
• Aoife Bailey

  IRN AXB04564

  • [FCA CF] Client dealing (since 28 Feb 2025)
• Ariane Brunel

  IRN AXB02408

  • [FCA CF] Client dealing (since 2 May 2023)
• Arnaud Jaguin

  IRN AXJ00240

  • [FCA CF] Manager of certification employee (1 Jul 2023 to 31 Oct 2024)
  • [FCA CF] Client dealing (29 Jun 2021 to 31 Oct 2024)
• Belinda Thomas

  IRN BLB01007

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • CF4 Partner (28 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (6 Oct 2009 to 8 Dec 2019)
• Ben Morall

  IRN BXM00303

  • [FCA CF] Client dealing (since 9 Mar 2022)
• Benjamin James Beaton

  IRN BJB01122

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
  • CF3 Chief Executive (24 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (10 Feb 2014 to 8 Dec 2019)
  • CF4 Partner (8 Aug 2013 to 8 Dec 2019)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.