Date authorised
25 January 2019
Companies House
11379025
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Deanery Road
    Bristol
    BS1 5AS
    UNITED KINGDOM
    Phone
    +4403303550355
  • Complaints Contact

    Deanery Road
    Bristol
    BS1 5AS
    UNITED KINGDOM
    Phone
    +4403303550355

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul James Nicoll

    IRN PXN78282

    • [FCA CF] Significant management (since 1 Oct 2019)
  • Penny Anne Kilby

    IRN PXK78283

    • [FCA CF] Significant management (17 Dec 2019 to 9 Jul 2021)
  • Philippe Maurice Bazin

    IRN PXB78284

    • [FCA CF] Significant management (28 Jun 2019 to 29 Jun 2021)
  • Phillip Christopher Bate

    IRN PXB00248

    • SMF18 Other Overall Responsibility (10 Nov 2023 to 28 Feb 2026)
    • [FCA CF] Significant management (3 Mar 2021 to 9 Nov 2023)
  • Pierre Herman Aeby

    IRN PXA78285

    • Director of firm who is not a certification employee or a SMF manager (18 Oct 2018 to 31 Mar 2022)
  • Prashant Kumar

    IRN PXK34961

    • [FCA CF] Significant management (7 Dec 2020 to 13 Apr 2022)
  • Rebecca Lee Pritchard

    IRN RLP01075

    • SMF6 Head of Key Business Areas (25 Jan 2019 to 3 Jul 2020)
  • Richard Graham Ingle

    IRN RGI01002

    • SMF2 Chief Finance (26 Feb 2019 to 5 Aug 2022)
  • Richard Mark Burrett

    IRN RMB01110

    • SMF10 Chair of the Risk Committee (25 Jan 2019 to 6 Mar 2023)
    • SMF11 Chair of the Audit Committee (25 Jan 2019 to 25 Jan 2025)
  • Richard O'Brien

    IRN RXO78286

    • [FCA CF] Client dealing (since 6 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.