Triodos Bank UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Deanery RoadBristolBS1 5ASUNITED KINGDOM- Phone
- +4403303550355
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Complaints Contact
Deanery RoadBristolBS1 5ASUNITED KINGDOM- Phone
- +4403303550355
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Retail (Investment), Deposit
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Consumer Loans
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Loan Servicing
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Brian Keegan
IRN RXK78287
- [FCA CF] Significant management (28 Jun 2019 to 8 Mar 2023)
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Robert Johnson
IRN RXJ00222
- [FCA CF] Significant management (since 12 Oct 2022)
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Roger David Hattam
IRN RDH01084
- SMF18 Other Overall Responsibility (since 19 Oct 2022)
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Sandra Jeane Surender
IRN SXS05449
- [FCA CF] Significant management (since 19 Nov 2024)
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Sarah Jane Morse
IRN SXB00948
- SMF3 Executive Director (since 8 Oct 2024)
- SMF2 Chief Finance (since 5 Sep 2022)
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Sarah Louise Burton
IRN SXB00824
- [FCA CF] Significant management (10 Jan 2022 to 19 Jul 2024)
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Sarah Rebecca Louise Kirk
IRN SXK78288
- [FCA CF] Significant management (24 Jul 2019 to 19 Sep 2019)
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Sharon Graves
IRN SXG78289
- [FCA CF] Significant management (since 28 Jun 2019)
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Sian Clare Williams
IRN SCW01056
- SMF3 Executive Director (since 14 Mar 2023)
- SMF4 Chief Risk (since 13 Jan 2021)
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Simon Bowker
IRN SXB00782
- [FCA CF] Significant management (since 19 Oct 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.