Trinity Group Limited

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FRN: 190910
Date authorised: 1 April 2013
Companies House: 03262845
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Stanley Building

7 Pancras Square

London

N1C 4AG

UNITED KINGDOM

Phone

+4407775000775

Web

https://www.trinity-group.co.uk
Complaints Contact

The Stanley Building

7 Pancras Square

London

N1C 4AG

UNITED KINGDOM

Phone

+4407775000775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Torsten Simon Pope
IRN TSP01014
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Victoria Vincent
IRN VXV00059
- [FCA CF] Client dealing (13 Sep 2023 to 17 Jul 2024)
William David Morrison
IRN WDM01030
- CF1 Director (AR) (7 Feb 2022 to 12 Jul 2022)
- SMF3 Executive Director (9 Dec 2019 to 12 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2026)
- CF1 Director (13 May 2008 to 8 Dec 2019)
- CF30 Customer (13 May 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Trinity Strategic Advisors Ltd (no longer appointed)
FRN 493782 · Appointed 27 Jan 2022 · Until 30 Oct 2024
GDK Advisors (UK) Limited (no longer appointed)
FRN 653009 · Appointed 5 Nov 2014 · Until 10 Jun 2015
Park Lane Capital Partners LLP (no longer appointed)
FRN 529736 · Appointed 14 Jul 2014 · Until 4 Apr 2018
Trinity Capital Partners LLP (no longer appointed)
FRN 535524 · Appointed 10 Nov 2010 · Until 31 Dec 2012
Park Lane Capital Partners LLP (no longer appointed)
FRN 529736 · Appointed 16 Aug 2010 · Until 16 Sep 2011
Trinity Strategic Advisors Ltd (no longer appointed)
FRN 493782 · Appointed 1 Jan 2009 · Until 26 Oct 2011
Charcot Capital (UK) LLP (no longer appointed)
FRN 488685 · Appointed 10 Sep 2008 · Until 17 Mar 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.