Date authorised
1 April 2013
Companies House
01011637
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500
  • Complaints Contact

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Barnes

    IRN JJB01220

    • [FCA CF] Significant management (since 31 Mar 2026)
    • [FCA CF] Manager of certification employee (since 17 Feb 2026)
    • [FCA CF] Material risk taker (since 17 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
  • Jonathan Foster James

    IRN JFJ01007

    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Oct 2021)
  • Jonathan Sims

    IRN JXS03947

    • [FCA CF] Client dealing (since 8 Apr 2024)
  • Joshua Eduku Bernie

    IRN JEB01251

    • [FCA CF] Proprietary trader (9 Dec 2020 to 22 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 22 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 22 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2020 to 22 Dec 2022)
    • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • Joshua Livett

    IRN JXL20845

    • [FCA CF] Material risk taker (since 31 Mar 2026)
    • [FCA CF] Proprietary trader (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Mar 2023)
    • CF30 Customer (25 Sep 2019 to 8 Dec 2019)
  • Joshua Patrick Morris

    IRN JPM01297

    • CF30 Customer (15 Sep 2008 to 28 Feb 2014)
  • Junya Nagase

    IRN JXN01222

    • CF2 Non Executive Director (4 Jul 2005 to 30 Nov 2007)
  • Kanji Nishiura

    IRN KXN01176

    • CF2 Non Executive Director (9 May 2011 to 1 Apr 2013)
  • Katharina Mclachlan

    IRN KXB01741

    • CF30 Customer (10 Aug 2012 to 21 Nov 2014)
  • Kazuki Adachi

    IRN KXA00318

    • [FCA CF] Client dealing (since 16 Oct 2023)
    • [FCA CF] Proprietary trader (since 16 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.