TRILAND METALS LIMITED

• Principal Place of Business

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

  Web

  https://www.triland.com

• Complaints Contact

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kazuma Ishikawa

  IRN KXI01060

  • CF2 Non Executive Director (21 May 2009 to 1 Oct 2011)
• Keiichi Shiobara

  IRN KXS01636

  • CF2 Non Executive Director (18 May 2015 to 19 Sep 2016)
  • CF3 Chief Executive (10 Jan 2013 to 18 May 2015)
  • CF1 Director (10 Jan 2013 to 18 May 2015)
• Ken Kobayashi

  IRN KXK01060

  • CF2 Non Executive Director (1 Dec 2001 to 10 Dec 2002)
• Kenichiro Yamaguchi

  IRN KXY01023

  • CF21 Investment Adviser (8 May 2003 to 22 Aug 2007)
• Kenji Tani

  IRN KXT01310

  • CF2 Non Executive Director (27 Jan 2010 to 1 Apr 2011)
• Kevin Paul Willoughby

  IRN KPW01011

  • CF10 Compliance Oversight (12 Jan 2004 to 1 Dec 2005)
  • CF11 Money Laundering Reporting (12 Jan 2004 to 1 Dec 2005)
• Kiyomi Maruta

  IRN KXM00422

  • SMF12 Chair of the Remuneration Committee (since 10 Oct 2024)
  • SMF9 Chair of the Governing Body (since 10 Oct 2024)
  • SMF13 Chair of the Nominations Committee (since 10 Oct 2024)
  • SMF10 Chair of the Risk Committee (since 10 Oct 2024)
  • [FCA CF] Significant management (27 Jan 2022 to 30 Mar 2025)
  • [FCA CF] Client dealing (27 Jan 2022 to 30 Mar 2025)
  • [FCA CF] Manager of certification employee (27 Jan 2022 to 30 Mar 2025)
  • [FCA CF] Material risk taker (27 Jan 2022 to 30 Mar 2025)
• Koichi Seri

  IRN KXS00411

  • Director of firm who is not a certification employee or a SMF manager (4 Apr 2022 to 27 Feb 2023)
• Koichiro Murata

  IRN KXM02189

  • CF1 Director (2 Nov 2015 to 13 Sep 2019)
• Kojiro Maeo

  IRN KXM14954

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Mar 2023)
  • CF2 Non Executive Director (5 Aug 2019 to 8 Dec 2019)

No changes recorded yet.