Trevor Downing Financial Management (IFA) Limited

Date authorised
1 April 2013
Companies House
01829773
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Trevor Downing Financial Management I F A Ltd
    Market Square House 22a
    Market Square
    Westerham
    Kent
    TN16 1SR
    UNITED KINGDOM
    Phone
    +4401959547077
    Web
    https://downingfm.co.uk

  • Complaints Contact

    Trevor Downing Financial Management I F A Ltd
    Market Square House 22a
    Market Square
    Westerham
    Kent
    TN16 1SR
    UNITED KINGDOM
    Phone
    +4401959547077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Edward Woolley

    IRN TXW00351

    • SMF3 Executive Director (12 Sep 2024 to 10 Mar 2025)
  • Trevor Clason Garson

    IRN TCG00008

    • CF30 Customer (2 Jun 2008 to 4 Jul 2011)
  • Trevor John Downing

    IRN TJD00002

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] CASS oversight function (since 9 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2021)
    • [FCA CF] Significant management (since 9 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (10 Jun 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (10 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (10 Jun 2010 to 29 Jun 2011)
    • CF8 Apportionment and Oversight (7 Nov 2007 to 27 Jan 2009)
    • CF11 Money Laundering Reporting (7 Nov 2007 to 27 Jan 2009)
    • CF1 Director (7 Nov 2007 to 8 Dec 2019)
  • William Edward Charles Worsley

    IRN WXW00027

    • [FCA CF] Client dealing (26 Sep 2022 to 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (26 Sep 2022 to 3 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.